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§ Private Profile · San Francisco, CA, USA
Zocks is a privacy-first AI platform for organizing meeting notes for financial advisors.
Zocks has raised $65.0M across 3 funding rounds.
Key people at Zocks.
Zocks has raised $65.0M in total across 3 funding rounds.
Zocks provides a privacy-first AI platform for financial advisors, converting client interactions into actionable intelligence. It automates administrative tasks: note-taking, meeting preparation, email drafting, and form completion. Integrating with CRM and wealth management systems, the platform offers client insights, team collaboration, and ensures security and compliance.
Founded in 2022 by CEO Mark Gilbert and CTO Ákos Ratku, Zocks stemmed from advisors needing a dedicated, secure AI solution for client interaction management. Gilbert and Ratku built an enterprise-grade platform, aiming to streamline operations and enhance client engagement within finance.
Zocks serves solo advisors, mid-size practices, and enterprises. It empowers financial professionals by boosting productivity, improving compliance, and fostering client relationships through intelligent automation. Its vision is to optimize advisory operations, allowing professionals to prioritize strategic client needs.
Key people at Zocks.
Zocks has raised $65.0M across 3 funding rounds. Most recently, it raised $45.0M Series B in January 2026.
| Date | Round | Lead Investors | Other Investors | Status |
|---|---|---|---|---|
| Jan 26, 2026 | $45M Series B | Arif Janmohamed, Laura Bock | 14Peaks Capital, Entr E Capital, Expanse Venture Partners, Illuminate Financial, Motive Ventures | Announced |
| Mar 1, 2025 | $14M Series A | Harsh Govil | Lightspeed Venture Partners, RON Pragides, 14Peaks Capital, Entr E Capital, Expanse Venture Partners | Announced |
| Feb 1, 2024 | $6M Seed | Lightspeed Venture Partners | RON Pragides, George HU, Jeremy Hermann, Marc Boroditsky, Sheila Jambekar, Ascend, Global Founders Capital | Announced |
Zocks has raised $65.0M in total across 3 funding rounds.
Zocks's investors include Arif Janmohamed, Laura Bock, 14Peaks Capital, Entr e Capital, Expanse Venture Partners, Illuminate Financial, Motive Ventures, Harsh Govil, Lightspeed Venture Partners, Ron Pragides, George Hu, Jeremy Hermann.
Zocks is a privacy-first, enterprise-grade AI platform designed specifically for financial advisors and advisory firms. It automates administrative tasks such as meeting note-taking, form filling, client emails, and data entry by transforming client conversations into structured, actionable intelligence. This enables advisors to save significant time, strengthen client relationships, and grow their businesses with confidence. Zocks serves solo advisors, mid-size practices, and large enterprises, integrating seamlessly with CRM and wealth management systems to enhance workflow automation and compliance[1][2][5][7].
Founded in 2022 and based in San Francisco, Zocks was co-founded by Mark Gilbert (CEO) and Ákos Ratku (CTO), both bringing extensive experience in enterprise software and financial services technology. The idea emerged from the founders’ firsthand understanding of the inefficiencies financial advisors face in managing client interactions and compliance. Early traction came through partnerships with leading advisory firms such as Carson Group, Osaic, and Commonwealth Financial Network, validating the platform’s value in real-world advisory workflows[1][3][6].
Zocks rides the growing trend of AI-driven automation in financial services, addressing the increasing demand for efficiency, compliance, and personalized client engagement. The timing is critical as financial advisors face mounting regulatory pressures and client expectations for tailored service. By converting unstructured client conversations into actionable data, Zocks empowers advisors to leverage AI without sacrificing the personal touch essential in wealth management. Its enterprise-ready design and privacy-first approach position it as a strategic enabler in the evolving wealthtech ecosystem[1][6][7].
Looking ahead, Zocks aims to deepen its market relevance by expanding partnerships with strategic broker-dealers and advisory networks while enhancing its AI capabilities and customer experience. Trends shaping its journey include broader adoption of generative AI, increasing regulatory scrutiny, and the push for digital transformation in financial advisory practices. Zocks is well-positioned to evolve from a productivity tool to a critical platform that redefines how advisors deliver value and scale their businesses, reinforcing its leadership in AI-powered client intelligence[3][6].
