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§ Venture Capital · Minato, Japan
NEOS Investments develops and manages options-based income exchange-traded funds (ETFs) to enhance investor portfolios. Its products deliver tax-efficient monthly income and capital appreciation strategies. The firm employs disciplined options overlay techniques across diverse asset classes, including major equity indices, digital assets, and US Treasuries, offering specialized income solutions.
Co-founded in April 2022 by Troy Cates, Garrett Paolella, and Taeyong Lee, NEOS Investments innovates the options-based ETF market. Cates and Paolella, from Harvest Volatility Management, leveraged extensive experience. Their insight addressed a market need for sophisticated, accessible, income-focused funds with tailored risk-reward profiles.
NEOS Investments primarily serves individuals and financial advisors seeking consistent portfolio income. Its vision centers on transforming income investing through continuous innovation within the options-based ETF sector. NEOS aims to expand offerings, enabling more investors to access transparent, high-yield vehicles aligning with evolving market demands.
NES Investment has 1 tracked investment across 1 company. The latest tracked deal is $21.6M Series E in Interstellar Technologies in August 2024.
| Date | Company | Round | Lead Investor(s) | Co-Investor(s) |
|---|---|---|---|---|
| Aug 6, 2024 | Interstellar Technologies | $21.6M Series E | — | Hokkaido 21st Century Research Institute, National Institute OF Information And Communications Technology, NTT Docomo, Hiroyuki ONO, The Seibu Shinkin Capital |