Joseph Stone Capital

Joseph Stone Capital is a FINRA-regulated broker-dealer and investment advisory firm based in Mineola, New York, with operations also in Garden City, specializing in alternative investments and private equity opportunities. The firm provides customized investment strategies, financial guidance, and wealth management services tailored to individual investors' needs and risk tolerance, emphasizing long-term planning and diversified portfolio strategies. Specific metrics such as assets under management, revenue, or employee count are not publicly disclosed. Joseph Stone Capital has faced approximately four state and self-regulatory disclosure events, including a Massachusetts fine for failure to register firm principals, and an affiliated broker, Ross Adam Barish, faced SEC civil charges in 2019 for defrauding investors. No lead investors, portfolio companies, or major customers are publicly identified in available sources. The firm was founded in 2013; founder names are not identified.